Best Investors Account Sign in

Diana Falkenhainer

Morgan Stanley

Los Angeles, CA

Claim This Profile
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-03-23
TX RA APPROVED 2026-03-23
  • CA RA
    APPROVED
    Since 2026-03-23
  • TX RA
    APPROVED
    Since 2026-03-23

Branch Locations

444 South Flower Street,34Th Floor, Los Angeles, CA 90071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc La Canada CA 12/2025 03/2026
Jpmorgan Chase Bank, N.A. La Canada CA 12/2025 03/2026
Unemployed Pasadena CA 11/2025 11/2025
Wells Fargo Padadena CA 12/2014 10/2025
Morgan Stanley Los Angeles CA 03/2026 Present
  • 12/2025 → 03/2026
    J.P. Morgan Securities Llc
    La Canada, CA
  • 12/2025 → 03/2026
    Jpmorgan Chase Bank, N.A.
    La Canada, CA
  • 11/2025 → 11/2025
    Unemployed
    Pasadena, CA
  • 12/2014 → 10/2025
    Wells Fargo
    Padadena, CA
  • 03/2026 → Present
    Morgan Stanley
    Los Angeles, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-01-17
S66 Uniform Combined State Law Examination 2000-02-22
S63 Uniform Securities Agent State Law Examination 1998-08-03
  • S65 Uniform Investment Adviser Law Examination
    2026-01-17
  • S66 Uniform Combined State Law Examination
    2000-02-22
  • S63 Uniform Securities Agent State Law Examination
    1998-08-03
Other Names
  • Diana L Falkenhainer
  • Diana Falkenhainer
  • Diana Louise Falkenhainer

View on SEC IAPD

Other Firms

POST ADVISORY GROUP, LLC
WESTMOUNT PARTNERS, LLC
GIDEON CAPITAL, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
TLG ADVISORS, INC.
NORTHERN TRUST SECURITIES, INC.
NUVEEN ASSET MANAGEMENT, LLC
WEALTHSPIRE RETIREMENT ADVISORY

Other Investors

TERRENCE MICHAEL DEMOREST
DIMITRI JIMMY KRIKELAS
CHRISTOPHER MILES WERNER
Sarah Mushtaq Chhotani
Julie Ann Yoon
Olivia R DiNapoli
Natalie Jeanne-Marie Glover
JAMES EDGAR BERLINER

Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

More in Los Angeles, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor