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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2017-11-29 |
| TX | RA | APPROVED | 2017-11-29 |
Branch Locations
7224 Forestview Ln N, Maple Grove, MN 55369 • United States
Excelsior, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Maple Grove | MN | 08/2005 | 11/2017 |
| Lpl Financial Llc | Maple Grove | MN | 11/2017 | Present |
1. 11/29/2017 - GARRETT & LAN FREITAG - Not Investment Related - MINNETONKA, MN - Real Estate Rental - Co-owner - 1 Hours Per Month/0 During Securities Trading. 2. 11/29/2017 - Preferred Resource Group - Investment Related - At Reported Business Location(s) - Type - Insurance Agent - 160 Hours Per Month/160 During Securities Trading. 3. 11/29/2017 - Preferred Resource Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - 160 Hours Per Month/160 During Securities Trading. 4. 11/29/2017 - FORESTVIEW HOLDINGS LLC - Not Investment Related - 7224 FORESTVIEW LN NORTH MAPLE GROVE MN 55369 - Real Estate Rental - Managing Partner - Start Date 3/25/2010 - 5 Hours Per Month/0 During Securities Trading. 5. 11/29/2017 - G CONSULTING INC - Not Investment Related - Business Entity For Tax/Investment Purposes Only - FINANCIAL CONSULTANT - Start Date 12/20/00 - 160 Hours Per Month. 6. 5/15/2016 - No Business Name - Not Investment Related - Home Based - Act in a Fiduciary Capacity - Started 08/25/2005 - 0 Hours Per Month - Health care agent (attorney in fact) of Health Care Directive for spouse, Lan Freitag.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-05-19 |
| S63 | Uniform Securities Agent State Law Examination | 1998-05-29 |
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