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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2017-11-29
TX RA APPROVED 2017-11-29
  • MN RA
    APPROVED
    Since 2017-11-29
  • TX RA
    APPROVED
    Since 2017-11-29

Branch Locations

7224 Forestview Ln N, Maple Grove, MN 55369 • United States

Excelsior, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Planning Corporation Maple Grove MN 08/2005 11/2017
Lpl Financial Llc Maple Grove MN 11/2017 Present
  • 08/2005 → 11/2017
    National Planning Corporation
    Maple Grove, MN
  • 11/2017 → Present
    Maple Grove, MN
Previous Registrations
  • 2005-08-09 → 2017-11-29
    National Planning Corporation
    Maple Grove, MN
    Maple Grove, MN
    Maple Grove, MN
    Shoreview, MN
    Golden Valley, MN
    Los Angeles, CA
Other Businesses

1. 11/29/2017 - GARRETT & LAN FREITAG - Not Investment Related - MINNETONKA, MN - Real Estate Rental - Co-owner - 1 Hours Per Month/0 During Securities Trading. 2. 11/29/2017 - Preferred Resource Group - Investment Related - At Reported Business Location(s) - Type - Insurance Agent - 160 Hours Per Month/160 During Securities Trading. 3. 11/29/2017 - Preferred Resource Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - 160 Hours Per Month/160 During Securities Trading. 4. 11/29/2017 - FORESTVIEW HOLDINGS LLC - Not Investment Related - 7224 FORESTVIEW LN NORTH MAPLE GROVE MN 55369 - Real Estate Rental - Managing Partner - Start Date 3/25/2010 - 5 Hours Per Month/0 During Securities Trading. 5. 11/29/2017 - G CONSULTING INC - Not Investment Related - Business Entity For Tax/Investment Purposes Only - FINANCIAL CONSULTANT - Start Date 12/20/00 - 160 Hours Per Month. 6. 5/15/2016 - No Business Name - Not Investment Related - Home Based - Act in a Fiduciary Capacity - Started 08/25/2005 - 0 Hours Per Month - Health care agent (attorney in fact) of Health Care Directive for spouse, Lan Freitag.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-05-19
S63 Uniform Securities Agent State Law Examination 1998-05-29
  • S65 Uniform Investment Adviser Law Examination
    1999-05-19
  • S63 Uniform Securities Agent State Law Examination
    1998-05-29
Designations
Other Names
  • Garrett Paul Freitag
  • Garrett P Freitag
  • Garrett P Freitag, Cfp
  • Garrett P Freitag Cfp

View on SEC IAPD

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