John Lewis Joy

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2025-02-05

IN RA
APPROVED

Since 2025-02-05

Branch Locations

8888 Keystone Crossing Suite 1300, Indianapolis, IN 46240 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Valic Financial Advisors, Inc.	Carmel	IN	10/2011	02/2025
Agia	Houston	TX	12/2022	Present
Lpl Enterprise	Indianapolis	IN	02/2025	Present

10/2011 → 02/2025

Valic Financial Advisors, Inc.

Carmel, IN
12/2022 → Present

Agia

Houston, TX
02/2025 → Present

Lpl Enterprise

Indianapolis, IN

Previous Registrations

2011-12-14 → 2025-02-21

Valic Financial Advisors, Inc.

Carmel, IN

Carmel, IN

Other Businesses

1) 01/21/2025 - John Joy Insurance - President - Non-Variable Insurance - start date 01/01/2025 - Shelbyville, IN - 8 hrs/mth - investment related

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-12-08
S63	Uniform Securities Agent State Law Examination	1998-07-29

S66 Uniform Combined State Law Examination

2011-12-08
S63 Uniform Securities Agent State Law Examination

1998-07-29

View on SEC IAPD