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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-08-10
TX RA APPROVED_RES 2023-08-10
  • MN RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED_RES
    Since 2023-08-10

Branch Locations

124 E Walnut St 250, Mankato, MN 56001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life Insurance Company St Paul MN 03/2005 08/2023
Securian Financial Services, Inc St Paul MN 03/2005 08/2023
Minnesota Financial Services Mankato MN 03/2003 08/2023
Craig Sinning Mankato MN 03/1994 Present
Cetera Wealth Services, Llc Mankato MN 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 03/2005 → 08/2023
    Minnesota Life Insurance Company
    St Paul, MN
  • 03/2005 → 08/2023
    Securian Financial Services, Inc
    St Paul, MN
  • 03/2003 → 08/2023
    Minnesota Financial Services
    Mankato, MN
  • 03/1994 → Present
    Craig Sinning
    Mankato, MN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Mankato, MN
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2014-01-16 → 2023-08-10
    Securian Financial Services, Inc.
    Mankato, MN
    Mankato, MN
    St. Paul, MN
  • 2003-10-22 → 2005-02-14
    Wells Fargo Investments, Llc
    Mankato, MN
Other Businesses

1) BLUE CROSS BLUE SHIELD POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 02/01/2005 ADDRESS: , Mankato MN , United States DESCRIPTION: Agent/Broker 2) NOTARY PUBLIC POSITION: Independent Contractor NATURE: Notary Public INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/01/2005 ADDRESS: , Mankato MN , United States DESCRIPTION: Independent Contractor 3) SAMA FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 09/25/2019 ADDRESS: , Hiawatha IA , United States DESCRIPTION: Agent/Broker 4) GOLLY FARMS POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/15/2009 ADDRESS: 33229 215th Street,, Winnebago MN 56098, United States DESCRIPTION: I am the passive owner of 77 acres of farmland that I rent to a farmer on a cash rent basis. 5) LACHMILLER FARMS POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/08/1994 ADDRESS: 55651 Hickory Lane, Good Thunder MN 56037, United States DESCRIPTION: I am the passive owner of 78 acres of farmland that I rent to a local farmer on a cash rent basis. 6) KLINKNER FARMS POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/07/2006 ADDRESS: 22507 489th Avenue, Lake Crystal MN 56055, United States DESCRIPTION: I am the passive owner of 76 acres of farmland that I rent to a local farmer on a cash rent basis. 7) MANKATO YMCA POSITION: Advisory Board NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/15/2020 ADDRESS: 1401 South Riverfront Drive, Mankato MN 56001, United States DESCRIPTION: I was selected to be on the Mankato YMCA Board of Directors. I was then put on the Asset Management Committee. The committee consists of roughly 10 people who give advise, when requested, to the CEO and CFO about financial and asset management matters. However, the final decisions on ALL of these matters are made by the CEO and CFO. The Asset Management Committee meets once per MONTH for one hour. 8) NAME OF OTHER BUSINESS: GUIDE WEALTH PARTNERS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 08/2023; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 30; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 9) NAME OF OTHER BUSINESS: NEW CREATION WORLD OUTREACH CHURCH; INVESTMENT RELATED: NO; ADDRESS: NORTH RIVERFRONT DRIVE, NORTH MANKATO, MN 56003; NATURE OF BUSINESS: RELIGIOUS ORGANIZATION; START DATE: 02/2024; POSITION/TITLE/RELATIONSHIP: FINANCE COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ATTEND MEETINGS, COMMENT ON BUDGET AND OTHER FINANCIAL CONCERNS, 7 PERSON COMMITTEE;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-10-17
S63 Uniform Securities Agent State Law Examination 2001-10-29
  • S65 Uniform Investment Adviser Law Examination
    2003-10-17
  • S63 Uniform Securities Agent State Law Examination
    2001-10-29
Designations
Other Names
  • Craig Alan Sinning

View on SEC IAPD

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