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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-02-04 |
| IL | RA | APPROVED | 2025-01-23 |
Branch Locations
231 S La Salle St # 13 13Th Floor, Chicago, IL 60604 • United States
20901 S. Lagrange Road, Frankfort, IL 60423 • United States
700 West Exchange Street, Crete, IL 60417 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wayne Hummer Investments L.L.C. | Chicago | IL | 08/1996 | 01/2025 |
| Lpl Financial Llc | Frankfort | IL | 01/2025 | Present |
1. 01/2025- Wintrust Investments- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 08/15/1996- 160 Hours Per Month- 160 During Trading 2. 01/2025- 140WebsterLLC- Real Estate Rental- INV Related- At South Haven, MI- Start date 07/24/2020- 5 Hours Per Month
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-10-08 |
| S63 | Uniform Securities Agent State Law Examination | 1999-05-08 |
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