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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2023-02-02 |
| AK | RA | APPROVED | 2021-04-01 |
| TX | RA | APPROVED | 2021-04-01 |
Branch Locations
3800 Centerpoint Drive #1120, Anchorage, AK 99503 • United States
Denver, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Anchorage | AK | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Anchorage | AK | 11/2016 | 04/2021 |
| Rw Baird | Anchorage | AK | 04/2021 | Present |
Name/Address: Rental Property 2061 S Wolff Street Denver CO 80219 Start Date: 9/1/22 Hours Spent: 0-2 hours/month Hours Spent During Trading: Zero Role/Responsibility: Owner/Landlord Non Investment Related Name/Address: Kellie's Krochets, LLC / 3003 S Meade St, Denver, CO 80236 Start Date: 11/15/23 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Owner, designing and creating Afghans Investment Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-09 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-21 |
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