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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-09-03
CA RA APPROVED 2006-02-28
  • TX RA
    APPROVED_RES
    Since 2025-09-03
  • CA RA
    APPROVED
    Since 2006-02-28

Branch Locations

2029 Century Park East, Floor 37, Los Angeles, CA 90067 • United States

660 Newport Center Drive Suite 750, Newport Beach, CA 92660 • United States

El Segundo, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Los Angeles CA 10/2010 Present
J.P. Morgan Securities Llc Los Angeles CA 10/2008 Present
Previous Registrations
  • 2005-01-04 → 2006-03-02
    Morgan Stanley & Co. Llc
    Los Angeles, CA
  • 2003-02-28 → 2004-06-25
    Morgan Stanley & Co. Llc
    San Francisco, CA
  • 2001-08-31 → 2003-02-13
    Wells Fargo Investments, Llc
    San Francisco, CA
Other Businesses

Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-03-19
S63 Uniform Securities Agent State Law Examination 1998-12-07
  • S65 Uniform Investment Adviser Law Examination
    1999-03-19
  • S63 Uniform Securities Agent State Law Examination
    1998-12-07
Other Names
  • Haesun Pak

View on SEC IAPD

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