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Cotopaxi, CO • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Equitable Life Assurance Society Of The United States | Falls Church | VA | 05/1998 | Present |
| Strategic Wealth Partners Llc | Cotopaxi | CO | 03/2011 | Present |
OTHER OUTSIDE INSURANCE BROKERAGE BUSINESS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-01-06 |
| S63 | Uniform Securities Agent State Law Examination | 1998-06-03 |
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