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Hercel L Leveringston

Schwab Wealth Advisory, Inc.

Indianpolis, IN

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Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-01-08
IN RA APPROVED 2015-10-22
  • TX RA
    APPROVED_RES
    Since 2020-01-08
  • IN RA
    APPROVED
    Since 2015-10-22

Branch Locations

8332 Woodfield Crossing Blvd., Indianpolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Indianapolis IN 08/2015 Present
Schwab Wealth Advisory Inc Indianapolis IN 08/2015 Present
Other Businesses

Dress For Success Indianapolis|Investment Related:No| 820 N Meridian St; Indianapolis;IN ;46204;United States|Community organization supporting the empowerment of woman|Board of Director |2022-04-13|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|Ensures the board functions effectively, interacts with management optimally and fulfills all of its duties.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-22
S63 Uniform Securities Agent State Law Examination 1998-08-24
  • S66 Uniform Combined State Law Examination
    2015-10-22
  • S63 Uniform Securities Agent State Law Examination
    1998-08-24
Other Names
  • Hercel Leveringston
  • Hercel Lamont Leveringston

View on SEC IAPD

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CARLO ENRICO FREESE
MICHAEL DONALD KORTFELT
Marc R Srncik
Bradley A Herx
David M Kroner
ANDREW JASON SUMMERS
Jeremy J Crumbaugh

Other Offices

SCHWAB WEALTH ADVISORY, INC. · INDIANAPOLIS, IN
CHARLES SCHWAB & CO., INC. · Indianapolis, IN
SCHWAB WEALTH ADVISORY, INC. · INDIANAPOLIS, IN
TRUST INVESTMENT ADVISORS · Indianapolis, IN
EDWARD JONES · INDIANAPOLIS, IN
BAKER TILLY WEALTH MANAGEMENT, LLC · INDIANAPOLIS, IN
OSAIC WEALTH, INC. · INDIANAPOLIS, IN
MORRIS GROUP ADVISORY SERVICE, INC · INDIANAPOLIS, IN

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