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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2014-02-03
TX RA APPROVED_RES 2014-01-30
  • MN RA
    APPROVED
    Since 2014-02-03
  • TX RA
    APPROVED_RES
    Since 2014-01-30

Branch Locations

St Cloud, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. St Cloud MN 09/2005 03/2020
Ameriprise Financial Services, Llc St Cloud MN 03/2020 Present
Other Businesses

Business Ownership; Steve's Personal Tax Service; Owner; Tax Preparation; 2431 Imperial Drive, , St. Cloud, MN, 56301; Not Investment-Related; 02/14/2014; 20 to 39 hours per month; 10 to 19 during trading hours. Board of Directors; Pineview Park BMX; Voting Member; 6540 Saukview DriveSt. Cloud, MN 56301, ,; Not Investment-Related; 03/07/2019; 1 to 9 hours per month; 0 during trading hours / Pineview Park BMX; Treasurer; 6540 Saukview Dr, , St. Cloud, MN, 56303; Investment-Related; 04/21/2023; 20 to 39 hours per month; 1 to 9 during trading hours. Outside Employment; Steve's Personal Tax Service; Owner; Tax Preparation; 2431 Imperial Dr, , St. Cloud, MN, 56301; Not Investment-Related; 02/14/2014; 20 to 39 hours per month; 10 to 19 during trading hours. Other Business Activities; BMX Team Manager; This is a youth sports team. There is no compensation paid to me or any other management person as this activity is 100% volunteer based. I plan to help manage my boy's BMX team with their coach and two other parents who started the team with me. I will spend a couple hours maximum each week during business hours on this activity. Most of our time is on weekends and/or evenings. I am the team's primary financial "sponsor". I will also take part in additional fundraising for this youth sports team. I will accept the sponsorship money, pay the team bills (buying jerseys and entry fees), and pay the riders their awards when earned.; 2431 Imperial Drive, , St. Cloud, MN, 56301; Not Investment-Related; 01/13/2025; 10 to 19 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-11-10
  • S63 Uniform Securities Agent State Law Examination
    1999-11-10

View on SEC IAPD

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