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Stephen Michael Gigliotti

Bmo Nesbitt Burns Securities Ltd.

Toronto, Ontario

Chicago, IL

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Current Employers
Bmo Nesbitt Burns Securities Ltd.

1 First Canadian Place 41St Floor, Toronto, Ontario M5X 1A1 • Canada

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-08-05
  • IL RA
    APPROVED
    Since 2021-08-05

Branch Locations

1 First Canadian Place 41St Floor, Toronto, Ontario M5X 1A1 • Canada

320 S. Canal St., Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Inc. Chicago IL 07/2006 05/2018
J.P. Morgan Chase Bank, Na Chicago IL 07/2006 05/2018
Bmo Harris Financial Group Chicago IL 05/2018 08/2021
Bmo Nesbitt Burns Securities Ltd. Chicago IL 05/2018 07/2020
Bmo Nesbitt Burns Securities Chicago IL 07/2020 Present
  • 07/2006 → 05/2018
    J.P. Morgan Securities Inc.
    Chicago, IL
  • 07/2006 → 05/2018
    J.P. Morgan Chase Bank, Na
    Chicago, IL
  • 05/2018 → 08/2021
    Bmo Harris Financial Group
    Chicago, IL
  • 05/2018 → 07/2020
    Bmo Nesbitt Burns Securities Ltd.
    Chicago, IL
  • 07/2020 → Present
    Bmo Nesbitt Burns Securities
    Chicago, IL
Previous Registrations
  • 2018-06-15 → 2021-08-02
    Bmo Harris Financial Advisors, Inc.
    Chicago, IL
    Chicago, IL
  • 2008-10-01 → 2018-05-30
    J.P. Morgan Securities Llc
    Chicago, IL
    Chicago, IL
    Louisville, KY
    Bowling Green, KY
    Chicago, IL
  • 2007-10-12 → 2008-10-01
    J.P. Morgan Securities Inc.
    Bowling Green, KY
    Louisville, KY
    New York, NY
    Louisville, KY
  • 2003-02-27 → 2006-06-21
    J.J.B. Hilliard, W.L. Lyons, Llc
    Louisville, KY
    Louisville, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-02-26
  • S66 Uniform Combined State Law Examination
    2003-02-26

View on SEC IAPD

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