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Kurt Douglas King

Ameriprise Financial Services, LLC

Walnut Creek, CA

Walnut Creek, CA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-19
CA RA APPROVED 2015-07-17
  • TX RA
    APPROVED
    Since 2025-03-19
  • CA RA
    APPROVED
    Since 2015-07-17

Branch Locations

100 Pringle Ave Ste 420, Walnut Creek, CA 94596-7385 • United States

Walnut Creek, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Walnut Creek CA 07/2015 03/2020
Ameriprise Financial Services, Llc Walnut Creek CA 03/2020 Present
Previous Registrations
  • 2008-01-01 → 2015-07-20
    Wells Fargo Clearing Services, Llc
    Walnut Creek, CA
  • 2001-03-29 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Walnut Creek, CA
    Walnut Creek, CA
    St. Louis, MO
Other Businesses

Real Estate Ownership; Single Family; 1906 Olmo Way, Walnut Creek, CA 94598, , Walnut Creek, CA, 94598; Not Investment-Related; 10/24/2017.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-06-19
  • S63 Uniform Securities Agent State Law Examination
    1998-06-19
Designations

View on SEC IAPD

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Other Offices

USCF ADVISERS · WALNUT CREEK, CA
BURTON ENRIGHT WELCH · WALNUT CREEK, CA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · WALNUT CREEK, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WALNUT CREEK, CA
SAVANT WEALTH MANAGEMENT · Walnut Creek, CA
ONE CAPITAL MANAGEMENT, LLC · Walnut Creek, CA
ROCKEFELLER FINANCIAL LLC · Walnut Creek, CA
OSAIC WEALTH, INC. · WALNUT CREEK, CA

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