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N. Chesterfield, VA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2022-09-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stuart Financial Corp. | Norcross | GA | 03/2004 | Present |
| Great American Advisors, Inc. | Cincinnati | OH | 12/2006 | Present |
| Thompson Financial Advisors | North Chesterfield | VA | 02/2022 | Present |
DTFinancial, Insurance business, Address: 9625 Ransom Hills Terr, N. Chesterfield Va. 23237/Nature of the business is insurance/Owner of the business/Start date: Oct 2003/I put around 20 hrs a week in to the business and devote around 10 hours during trading time. My duties consist of managing the business and selling insurance as well.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-02-15 |
| S63 | Uniform Securities Agent State Law Examination | 2020-10-21 |
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