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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-05-14
PA RA APPROVED 2003-10-20
  • TX RA
    APPROVED_RES
    Since 2019-05-14
  • PA RA
    APPROVED
    Since 2003-10-20

Branch Locations

5700 Corporate Dr Ste 600, Pittsburgh, PA 15237 • United States

Mars, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Pittsburgh PA 05/1998 03/2020
Ameriprise Financial Services, Llc Pittsburgh PA 03/2020 Present
Other Businesses

Business Ownership; MTMS Group; ; Financial Advisory Services; 5700 Corporate DriveSuite 600Pittsburgh, PA 15237, ,; Investment-Related; 04/03/2017; 60 hours per month; 60 during trading hours / MTMS Property Management; ; Used for the purpose of collecting and paying office rent and expenses.; 5700 Corporate Drive, Suite 600Pittsburgh, PA 15237, ,; Not Investment-Related; 04/03/2017; 20 to 39 hours per month; 20 to 39 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-10-02
S63 Uniform Securities Agent State Law Examination 1998-06-25
  • S66 Uniform Combined State Law Examination
    2003-10-02
  • S63 Uniform Securities Agent State Law Examination
    1998-06-25
Other Names
  • Megan Leigh Hemphill
  • Megan Leigh Spear
  • Megan Spear

View on SEC IAPD

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