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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-06-29
  • PA RA
    APPROVED
    Since 2023-06-29

Branch Locations

25 S 35Th St, Camp Hill, PA 17011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services Inc Camp Hill PA 05/1998 12/2016
Cetera Wealth Services, Llc El Segundo CA 12/2016 Present
Blackbeeard Properties And Dev Mechanicsburg PA 04/2021 Present
Sunken Treasure Properties Llc Mechanicsburg PA 03/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 05/1998 → 12/2016
    Ameriprise Financial Services Inc
    Camp Hill, PA
  • 12/2016 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 04/2021 → Present
    Blackbeeard Properties And Dev
    Mechanicsburg, PA
  • 03/2023 → Present
    Sunken Treasure Properties Llc
    Mechanicsburg, PA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

(1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 8/2/2016 APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 2 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES, AND LONG TERM CARE (2) NAME OF OTHER BUSINESS: ADVANTAGE WEALTH MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA NAME FOR REGISTERED REP AND ADVISER START DATE: 8/2/2016 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISER (3) NAME OF OTHER BUSINESS: L&Z PROPERTIES LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: LLC HOLDS OFFICE PROPERTY FOR PRACTICE, NO ONGOING ACTIVITY START DATE: 5/2005 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: OFFICE PROPERTY ONLY (4) NAME OF OTHER BUSINESS: N/A ; INVESTMENT RELATED: NO ; ADDRESS: 268 LEHMAN LN, OAKLAND, MD 21550 ; NATURE OF BUSINESS: RENTAL PROPERTY ; START DATE: 07/2020 ; POSITION/TITLE/RELATIONSHIP: OWNER ; APX NUMBER OF HOURS PER WEEK: NONE ; APX NUMBER OF HOURS DURING TRADING HOURS: NONE ; BRIEF DESCRIPTION OF DUTIES: HOUSE IS RENTED AS A VACATION HOME THROUGH RAILEY VACATIONS ; 5) NAME OF OTHER BUSINESS: N/A INVESTMENT RELATED: NO, ADDRESS: 3110 ENOLA RD, CARLISLE, PA, 17015 NATURE OF BUSINESS: CUSTODIAL, START DATE:03/2021, POSITION/TITLE/RELATIONSHIP: POA AND EXECUTOR, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS BRIEF DESCRIPTION OF DUTIES: POA AND EXECUTOR FOR MOTHER; 6) NAME OF OTHER BUSINESS: BLACKBEEARD PROPERTIES AND DEV; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: HANDYMAN/HOUSE FLIPPING; START DATE: 4/2021; POSITION/TITLE/RELATIONSHIP: CO-OWNER/MANAGER; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 10; BRIEF DESCRIPTION OF DUTIES: MANAGE BUSINESS; 7) NAME OF OTHER BUSINESS: SUNKEN TREASURE PROPERTIES LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: VACATION RENTAL; START DATE: 3/2023; POSITION/TITLE/RELATIONSHIP: CO-OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: CO-MANAGE PROPERTY AND RENTAL INCOME;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-10-09
S63 Uniform Securities Agent State Law Examination 1998-07-16
  • S65 Uniform Investment Adviser Law Examination
    2003-10-09
  • S63 Uniform Securities Agent State Law Examination
    1998-07-16

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