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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services Inc | Camp Hill | PA | 05/1998 | 12/2016 |
| Cetera Wealth Services, Llc | El Segundo | CA | 12/2016 | Present |
| Blackbeeard Properties And Dev | Mechanicsburg | PA | 04/2021 | Present |
| Sunken Treasure Properties Llc | Mechanicsburg | PA | 03/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
(1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 8/2/2016 APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 2 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES, AND LONG TERM CARE (2) NAME OF OTHER BUSINESS: ADVANTAGE WEALTH MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA NAME FOR REGISTERED REP AND ADVISER START DATE: 8/2/2016 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISER (3) NAME OF OTHER BUSINESS: L&Z PROPERTIES LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: LLC HOLDS OFFICE PROPERTY FOR PRACTICE, NO ONGOING ACTIVITY START DATE: 5/2005 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: OFFICE PROPERTY ONLY (4) NAME OF OTHER BUSINESS: N/A ; INVESTMENT RELATED: NO ; ADDRESS: 268 LEHMAN LN, OAKLAND, MD 21550 ; NATURE OF BUSINESS: RENTAL PROPERTY ; START DATE: 07/2020 ; POSITION/TITLE/RELATIONSHIP: OWNER ; APX NUMBER OF HOURS PER WEEK: NONE ; APX NUMBER OF HOURS DURING TRADING HOURS: NONE ; BRIEF DESCRIPTION OF DUTIES: HOUSE IS RENTED AS A VACATION HOME THROUGH RAILEY VACATIONS ; 5) NAME OF OTHER BUSINESS: N/A INVESTMENT RELATED: NO, ADDRESS: 3110 ENOLA RD, CARLISLE, PA, 17015 NATURE OF BUSINESS: CUSTODIAL, START DATE:03/2021, POSITION/TITLE/RELATIONSHIP: POA AND EXECUTOR, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS BRIEF DESCRIPTION OF DUTIES: POA AND EXECUTOR FOR MOTHER; 6) NAME OF OTHER BUSINESS: BLACKBEEARD PROPERTIES AND DEV; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: HANDYMAN/HOUSE FLIPPING; START DATE: 4/2021; POSITION/TITLE/RELATIONSHIP: CO-OWNER/MANAGER; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 10; BRIEF DESCRIPTION OF DUTIES: MANAGE BUSINESS; 7) NAME OF OTHER BUSINESS: SUNKEN TREASURE PROPERTIES LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: VACATION RENTAL; START DATE: 3/2023; POSITION/TITLE/RELATIONSHIP: CO-OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: CO-MANAGE PROPERTY AND RENTAL INCOME;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-10-09 |
| S63 | Uniform Securities Agent State Law Examination | 1998-07-16 |
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