James David Doss

Current Employers

Employment History

• 12/2015 → 01/2018
  Signator Investors, Inc.
  Benbrook, TX
• 01/2018 → 11/2020
  Kms Financial Services, Inc.
  Seattle, WA
• 11/2020 → 09/2023
  Securities America, Inc.
  Benbrook, TX
• 11/2020 → 09/2023
  Arbor Point Advisors
  Benbrook, TX
• 09/2023 → Present
  Lpl Fiancial
  Benbrook, TX

Previous Registrations

• 2020-11-06 → 2023-10-02
  Arbor Point Advisors
  Benbrook, TX
• 2018-01-08 → 2020-11-06
  Kms Financial Services, Inc.
  Benbrook, TX
  Seattle, WA
  Seattle, WA
• 2015-12-28 → 2017-12-31
  Signator Investors, Inc.
  Benbrook, TX
• 2003-04-07 → 2015-12-28
  Signator Financial Services, Inc.
  Plano, TX
  Round Rock, TX
  Bellevue, WA
  Overland Park, KS
  Pleasanton, CA
  Pleasanton, CA
  Bonham, TX
  El Paso, TX
  Houston, TX
  Waco, TX
  New Braunfels, TX
  Conroe, TX
  Bryan, TX
  Bedford, TX
  Richardson, TX
  Sherman, TX
  Alice, TX
  Plano, TX
  Amarillo, TX
  Petersburg, TX
  San Antonio, TX
  Luling, TX
  Seminole, TX
  Amarillo, TX
  Idalou, TX
  Lockhart, TX
  Hurst, TX
  Ft Worth, TX
  Cedar Hill, TX
  N Richland Hills, TX
  Lubbock, TX
  Plano, TX
  Sulphur Springs, TX
  Austin, TX
  Athens, TX
  Huntsville, TX
  Austin, TX
  Houston, TX
  Mesquite, TX
  Houston, TX
  Amarillo, TX
  Benbrook, TX
  Richardson, TX
  Gardner, KS
  Wylie, TX
  Norco, CA
  Arcata, CA
  Arvada, CO
  Cassville, MO
  Oklahoma City, OK
  Clovis, NM
  Vacaville, CA
  Mesa, AZ
  Tyler, TX
  Portales, NM
  Chatsworth, CA
  Houston, TX
  Las Vegas, NV
  Ft Worth, TX
  Austin, TX
• 1998-08-18 → 2003-04-02
  Ubs Financial Services Inc.
  Fort Worth, TX

Other Businesses

1- 09/2023 / Doss Asset Advisors LLC / DBA for LPL Business (entity for LPL business) / INVESTMENT RELATED / START DATE 01/01/2019

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-09-09
• S63 Uniform Securities Agent State Law Examination
  1998-08-12

Other Names

• David Doss