Brandi Michele Shipwash

Current Employers

Employment History

• 05/2005 → 12/2020
  Td Ameritrade Investment Management, Llc
  Omaha, NE
• 04/2006 → 01/2021
  Td Ameritrade, Inc.
  Omaha, NE
• 02/2021 → Present
  Raymond James Financial Services, Inc.
  Knoxville, TN
• 03/2021 → Present
  Raymond James Financial Services Advisors, Inc.
  Knoxville, TN

Previous Registrations

• 2006-05-24 → 2021-01-11
  Td Ameritrade, Inc.
  Omaha, NE
  Omaha, NE
  Bellevue, NE
  Knoxville, TN
• 2005-05-06 → 2020-12-31
  Td Ameritrade Investment Management, Llc
  Omaha, NE
  Bellevue, NE
  Omaha, NE
  Knoxville, TN

Other Businesses

(1)Name of Business: Address: 3320 Little Dug Gap Rd, Louisville, TN, 37777, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 10/01/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Verify if monthly rent is paid, arrange for repairs, and approve maintenance tasks (replace furnace filters). (2)Name of Business: Marzolf Investment Group, LLC Address: 412 N. Cedar Bluff Rd., Ste 101, Knoxville, TN, 37923, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 02/22/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Client Service Associate - support role to advisors.\nAnswer phone; file paperwork; mail forms to clients; research client inquiries; contact Raymond James Home Office associates related to client matters or processing assistance; submit trades; process deposits.

Exams

• S66 Uniform Combined State Law Examination
  2005-05-02

Other Names

• Brandi Michele Smith