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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-01-14 |
| PA | RA | APPROVED | 2003-09-15 |
Branch Locations
28C East Rosevile Rd, Lancaster, PA 17601 • United States
Lancaster, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Lancaster | PA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Lancaster | PA | 03/2020 | Present |
Business Ownership; AFE ENTERPRISES, LP; ; INVESTMENT REAL ESTATE AND RENTAL; P.O. BOX 5303 LANCASTER, PA 17606-5303, ,; Not Investment-Related; 01/01/2000; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; CPN Breakthrough; Secretary/Treasurer; P.O. Box 5303, , Lancaster, PA, 17606; Not Investment-Related; 02/01/2020; 1 to 9 hours per month; 0 during trading hours / Greystone Manor Therapeutic Riding Center Board of Directors; Board Member; P.O. Box 10724, , Lancaster, PA, 17605-0724; Not Investment-Related; 01/01/2024; 1 to 9 hours per month; 0 during trading hours / Lancaster Catholic High School Board; Board Member; 650 Juliette Ave, , Lancaster, PA, 17601; Not Investment-Related; 01/01/2025; 1 to 9 hours per month; 0 during trading hours / 650 Juliette Avenue Foundation; Board Member; 901 High Meadow Court, , Lancaster, PA, 17601; Not Investment-Related; 09/01/2026; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-09-12 |
| S63 | Uniform Securities Agent State Law Examination | 1998-07-02 |
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