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Kathleen E Raseman

J.P. Morgan Securities LLC

Commack, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-08-14
TX RA APPROVED 2022-10-17
  • NY RA
    APPROVED
    Since 2023-08-14
  • TX RA
    APPROVED
    Since 2022-10-17

Branch Locations

60 Veterans Memorial Hwy, Commack, NY 11725 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. New York NY 07/2003 Present
J.P. Morgan Securities Llc New York NY 10/2012 Present
Previous Registrations
  • 2005-02-02 → 2012-10-01
    Chase Investment Services Corp.
    Commack, NY
    North Massapequa, NY
    Hauppauge, NY
    Massapequa, NY
    Commack, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-02-03
S63 Uniform Securities Agent State Law Examination 1998-06-19
  • S65 Uniform Investment Adviser Law Examination
    1999-02-03
  • S63 Uniform Securities Agent State Law Examination
    1998-06-19
Other Names
  • Kathleen Raseman
  • Kathy Raseman

View on SEC IAPD

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