Mark S Ackel

Raymond James & Associates, Inc.

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Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-04-09
AZ	RA	APPROVED	2024-03-28

TX RA
APPROVED_RES

Since 2024-04-09
AZ RA
APPROVED

Since 2024-03-28

Branch Locations

14850 N. Scottsdale Road Suite 155, Scottsdale, AZ 85254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets, Llc	Phoenix	AZ	02/2011	03/2024
Raymond James & Associates	Scottsdale	AZ	03/2024	Present

02/2011 → 03/2024

Rbc Capital Markets, Llc

Phoenix, AZ
03/2024 → Present

Raymond James & Associates

Scottsdale, AZ

Previous Registrations

2011-03-01 → 2024-04-10

Rbc Capital Markets, Llc

Phoenix, AZ

Scottsdale, AZ
2005-05-06 → 2011-03-01

Robert W. Baird & Co. Incorporated

Scottsdale, AZ

Scottsdale, AZ
2001-07-18 → 2005-05-11

Wells Fargo Clearing Services, Llc

Scottsdale, AZ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-03-21
S63	Uniform Securities Agent State Law Examination	2000-01-11

S65 Uniform Investment Adviser Law Examination

2000-03-21
S63 Uniform Securities Agent State Law Examination

2000-01-11

View on SEC IAPD

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