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Andrew George Christopher

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lake Como, NJ

Red Bank, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-11-21
NJ RA APPROVED 2003-12-03
  • TX RA
    APPROVED_RES
    Since 2006-11-21
  • NJ RA
    APPROVED
    Since 2003-12-03

Branch Locations

Lake Como, NJ • United States

77 Broad St, Red Bank, NJ 07701 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Red Bank NJ 11/2003 Present
Bank Of America, Na Red Bank NJ 12/2009 Present
Previous Registrations
  • 2002-06-20 → 2003-11-07
    Morgan Stanley Dw Inc.
    Red Bank, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-02-04
S63 Uniform Securities Agent State Law Examination 1998-07-25
  • S65 Uniform Investment Adviser Law Examination
    2000-02-04
  • S63 Uniform Securities Agent State Law Examination
    1998-07-25
Other Names
  • Andreas George Christopher

View on SEC IAPD

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