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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-08-08 |
| TX | RA | APPROVED_RES | 2015-09-02 |
Branch Locations
One Post Office Square 35Th Floor, Boston, MA 02109 • United States
Coconut Grove, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Boston | MA | 11/2013 | Present |
Life Science Cares / Life Science Cares, Inc. Cambridge,MA 02142 / Company/ Charities, Cultural, Educational & Political Organisations / Life Science Cares SM organization is a collective effort of the Life Science industry to eliminate the impact of poverty on our neighbors in the greater Boston area. Through uniting the human and financial resources of Life Science companies and industry / Other / Board of Advisor Role / Volunteering from time to time / Start Date 12/15/2016/
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-08-05 |
| S66 | Uniform Combined State Law Examination | 2001-06-25 |
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