Wallace Richard Carlson

Current Employers

Advisory Services Network

900 Ashwood Parkway Suite 500, Atlanta, GA 30338 • United States

Current Registrations

Authority	Category	Status	Date
LA	RA	APPROVED	2018-01-29
TX	RA	APPROVED	2018-01-29

LA RA
APPROVED

Since 2018-01-29
TX RA
APPROVED

Since 2018-01-29

Branch Locations

8376 Davis Boulevard Suite 111, North Richland Hills, TX 76182 • United States

900 Ashwood Parkway Suite 500, Atlanta, GA 30338 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Allstate Insurance Co	Plano	TX	10/2015	10/2016
Tl Private Wealth	Trophy Club	TX	10/2016	01/2018
Advisory Services Network, Llc	Atlanta	GA	01/2018	Present

10/2015 → 10/2016

Allstate Insurance Co

Plano, TX
10/2016 → 01/2018

Tl Private Wealth

Trophy Club, TX
01/2018 → Present

Advisory Services Network, Llc

Atlanta, GA

Previous Registrations

2016-10-13 → 2018-01-29

Tl Private Wealth

Southlake, TX

Southlake, TX

Southlake, TX
2001-07-23 → 2015-10-20

Strategic Advisers Llc

Westlake, TX
2005-04-26 → 2007-03-28

Fidelity Personal Trust Company, Fsb

Westlake, TX

Other Businesses

1) Independent insurance agent, sale of life and health insurance and annuity advice, investment related, as of November 2018, 10 hours per month, 5 during trading hours 2) Fruit of the Vine, Lmtd: owner, President of service corporation established 1/29/18. Will be used for fees and expenses of financial services practice.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-06-22
S63	Uniform Securities Agent State Law Examination	1998-07-27

S66 Uniform Combined State Law Examination

2001-06-22
S63 Uniform Securities Agent State Law Examination

1998-07-27

View on SEC IAPD