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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-05-29 |
Branch Locations
2500 Westchester Ave, Purchase, NY 10577 • United States
One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-07-25 |
| CT | RA | APPROVED | 2022-07-19 |
Branch Locations
2500 Westchester Ave Stes 201 & 203, Purchase, NY 10577 • United States
450 Post Road E, Westport, CT 06880 • United States
White Plains, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | White Plains | NY | 05/2009 | 11/2016 |
| Wells Fargo Advisors Financial Network | Purchase | NY | 05/2026 | Present |
| Wells Fargo Clearing Services, Llc | White Plains | NY | 11/2016 | 10/2019 |
| Morgan Stanley | Complex Risk Officer | CT | 10/2019 | 07/2022 |
| Wells Fargo Clearing Services, Llc ( | Purchase | NY | 07/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-10-02 |
| S63 | Uniform Securities Agent State Law Examination | 2000-05-13 |
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