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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-11-20 |
| NJ | RA | APPROVED | 2002-06-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) | High Bridge | NJ | 01/2001 | Present |
1. 10/20/2006 - DISPENZA FINANCIAL - At Reported Business Location(s) - NON-VARIABLE INSURANCE DBA - Time Spent 0%. 2. 2/24/2012 - No Business Name - Not Investment Related - OTHER-AUTHOR - TIME SPENT 5% - AUTHORING A BOOK RE: FINANCIAL PLANNING BASICS. 3. 10/31/2019 - Dispenza Financial, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 09/07/2009 - 200 Hours Per Month During Securities Trading. 4. 04/12/2022 - American National Insurance Company - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date - 04/11/2022 - 1 Hours Per Month/ 0 Hours During Securities
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-07-22 |
| S63 | Uniform Securities Agent State Law Examination | 1998-07-08 |
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