Duncan Edward Mcallister

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2017-03-13
WA	RA	APPROVED	1998-10-09

TX RA
APPROVED_RES

Since 2017-03-13
WA RA
APPROVED

Since 1998-10-09

Branch Locations

601 108Th Avenue North East Suite 2000, Bellevue, WA 98004 • United States

225 108Th Avenue Ne Suite 800, Bellevue, WA 98004 • United States

Newcastle, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Bellevue	WA	04/1998	Present

04/1998 → Present

Ubs Financial Services Inc.

Bellevue, WA

Other Businesses

Dock Dogs LLC / 15545 SE 79th Place Newcastle,WA 98059 / Other/ Other Vacation Home / LLC with wife for Vaction home / Partner / / Owner of property / Start Date 7/2/15 LLC /

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-07-10
S63	Uniform Securities Agent State Law Examination	1998-07-02

S65 Uniform Investment Adviser Law Examination

1998-07-10
S63 Uniform Securities Agent State Law Examination

1998-07-02

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews