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Phyllis Ann Williams

Park Avenue Securities LLC

Bethlehem, PA

Nazareth, PA

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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2014-09-15
  • PA RA
    APPROVED
    Since 2014-09-15

Branch Locations

6255 Sterners Way, Bethlehem, PA 18017 • United States

Nazareth, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Park Avenue Securities Bethlehem PA 05/2016 Present
Guardian Life Insurance Company Nazareth PA 06/2024 Present
Guardian Life Insurance Company Nazareth PA 06/2024 Present
  • 05/2016 → Present
    Park Avenue Securities
    Bethlehem, PA
  • 06/2024 → Present
    Guardian Life Insurance Company
    Nazareth, PA
  • 06/2024 → Present
    Guardian Life Insurance Company
    Nazareth, PA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-07-03
S65 Uniform Investment Adviser Law Examination 1999-12-06
  • S66 Uniform Combined State Law Examination
    2014-07-03
  • S65 Uniform Investment Adviser Law Examination
    1999-12-06
Other Names
  • Phyllis Ann Williams
  • Phyllis Ann Nagy Williams

View on SEC IAPD

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Other Offices

MCDERMOTT INVESTMENT ADVISORS, LLC · Bethlehem, PA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Bethlehem, PA
LINCOLN INVESTMENT · BETHLEHEM, PA
J. W. COLE ADVISORS, INC. · Bethlehem, PA
COMMONWEALTH FINANCIAL NETWORK · Bethlehem, PA
CETERA INVESTMENT ADVISERS LLC · BETHLEHEM, PA
QUADRANT PRIVATE WEALTH MANAGEMENT, LLC · Bethlehem, PA
SEIA · Suite 200, PA

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