Ali Panahpour

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2011-04-21

TX RA
APPROVED_RES

Since 2011-04-21

Branch Locations

5300 Meadows Rd Suite 300, Lake Oswego, OR 97035-3229 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Lake Oswego	OR	11/2008	Present

11/2008 → Present

Ubs Financial Services Inc

Lake Oswego, OR

Previous Registrations

2002-11-13 → 2008-11-18

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lake Oswego, OR

Lake Oswego, OR

Other Businesses

SPKH LLC 2415 NE 27TH AVE. PORTLAND OREGON 97212 INVESTMENT LLC REAL ESTATE STOCK/BONDS/OTHER. STARTED:15-AUG-2007. HOURS PER MONTH:0 - 20. NONE DURING TRADING. INVESTMENT RELATED.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-06-30
S63	Uniform Securities Agent State Law Examination	1998-06-24

S65 Uniform Investment Adviser Law Examination

1998-06-30
S63 Uniform Securities Agent State Law Examination

1998-06-24

View on SEC IAPD