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Current Employers
Intrua Financial

3737 Buffalo Speedway Suite 400, Houston, TX 77098 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-10-16
WI RA APPROVED 2025-10-16
  • FL RA
    APPROVED
    Since 2025-10-16
  • WI RA
    APPROVED
    Since 2025-10-16

Branch Locations

Venice, FL • United States

675 North Barker Road Suite 220, Brookfield, WI 53045 • United States

3737 Buffalo Speedway Suite 400, Houston, TX 77098 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Venice FL 05/2014 Present
Freedom Wealth Alliance Brookfield WI 05/2014 Present
Intrua Financial Venice FL 10/2023 Present
  • 05/2014 → Present
    Lpl Financial Llc
    Venice, FL
  • 05/2014 → Present
    Freedom Wealth Alliance
    Brookfield, WI
  • 10/2023 → Present
    Venice, FL
Previous Registrations
Other Businesses

1. 05/14/2014 - FREEDOM WEALTH ALLIANCE/ DBA ONLY/ 80%/ BROOKFIELD, WI 2. 09/01/2015 - WINDY CITY FINANCIAL PARTNERS - NON-VARIABLE INSURANCE - INV REL - AT REPORTED BUSINESS LOCATION(S) - START 08/13/15 - 2 HRS/MO DURING SECS TRDG HRS. 3. 11/21/2023: Intrua Financial;. At reported business location(s); Registered Investment Advisor Hybrid; Inv. related; start date 10/1/2023; 140hrs/mo.; 60hrs during trading; I provide investment advisory services through Intrua Financial LLC, an independent investment advisor firm. I started this business activity in 11/2023. I expect to spend approximately 140 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 01/23/2024 - Intrua Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s)- Start Date 01/01/2024 - 140 Hours Per Month/ 4 Hours During Trading 5. 02/09/2024 - Freedom Wealth Alliance - Registered Investment Advisor DBA - Investment Related - At Reported Business Location(s)- Start Date 01/01/2024 - 100 Hours Per Month/ 100 Hours During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-10-17
S63 Uniform Securities Agent State Law Examination 1998-08-26
  • S65 Uniform Investment Adviser Law Examination
    2012-10-17
  • S63 Uniform Securities Agent State Law Examination
    1998-08-26

View on SEC IAPD

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