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3737 Buffalo Speedway Suite 400, Houston, TX 77098 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-10-16 |
| WI | RA | APPROVED | 2025-10-16 |
Branch Locations
675 North Barker Road Suite 220, Brookfield, WI 53045 • United States
3737 Buffalo Speedway Suite 400, Houston, TX 77098 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Venice | FL | 05/2014 | Present |
| Freedom Wealth Alliance | Brookfield | WI | 05/2014 | Present |
| Intrua Financial | Venice | FL | 10/2023 | Present |
1. 05/14/2014 - FREEDOM WEALTH ALLIANCE/ DBA ONLY/ 80%/ BROOKFIELD, WI 2. 09/01/2015 - WINDY CITY FINANCIAL PARTNERS - NON-VARIABLE INSURANCE - INV REL - AT REPORTED BUSINESS LOCATION(S) - START 08/13/15 - 2 HRS/MO DURING SECS TRDG HRS. 3. 11/21/2023: Intrua Financial;. At reported business location(s); Registered Investment Advisor Hybrid; Inv. related; start date 10/1/2023; 140hrs/mo.; 60hrs during trading; I provide investment advisory services through Intrua Financial LLC, an independent investment advisor firm. I started this business activity in 11/2023. I expect to spend approximately 140 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 01/23/2024 - Intrua Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s)- Start Date 01/01/2024 - 140 Hours Per Month/ 4 Hours During Trading 5. 02/09/2024 - Freedom Wealth Alliance - Registered Investment Advisor DBA - Investment Related - At Reported Business Location(s)- Start Date 01/01/2024 - 100 Hours Per Month/ 100 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-10-17 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-26 |
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