Walter Jeffrey Cotton

Current Employers

Employment History

• 01/2005 → Present
  W.J. Cotton, Jr. Inc
  Troy, AL
• 08/2014 → 09/2025
  Avantax Investment Services, Inc.
  Troy, AL
• 08/2014 → 09/2025
  Avantax Advisory Services
  Troy, AL
• 08/2014 → 09/2025
  Avantax Insurance Agency, Llc
  Troy, AL
• 04/2008 → Present
  Trojan Properties, Llc
  Troy, AL
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Troy, AL
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2014-09-12 → 2025-09-05
  Avantax Advisory Services
  Troy, AL
  Troy, AL
  Dallas, TX
• 2007-04-02 → 2014-09-22
  Lpl Financial Llc
  Dothan, AL
  Montgomery, AL
  Troy, AL
  Fort Mill, SC
  Troy, AL
• 2004-02-04 → 2007-04-04
  Raymond James Financial Services, Inc.
  Troy, AL
  Troy, AL
  Montgomery, AL
• 2002-04-19 → 2004-01-29
  A. G. Edwards & Sons, Inc.
  Troy, AL

Other Businesses

1) J.F. Shirley, Inc.~'NIR'~1223 South Brundidge Street~Troy~AL~36081~Other~Other~8/1/2014~80hrs~60hrs~Operational and /or Marketing Name for HD Vest Services 2) Trojan Properties, LLC~'NIR'~219 Botts Avenue~Troy~AL~36081~Rental Property Owner/Management~Owner/Sole Proprietor~4/1/2008~10hrs~10hrs~Manage and own rental properties. 3) United Appeal~'NIR'~PO Box 204~Troy~AL~36081~Nonprofit~Treasurer/Comptroller~9/12/2014~4hrs~1hrs~Treasurer for Company| 4) Zebulon Properties, LLC~'NIR'~PO Box 284~Troy~AL~36081~Real Estate~Partner/General Partner~7/28/2015~2hrs~1hrs~Finding tenants, bookkeeping. 5) Woodland Creek, LLC~'NIR'~PO Box 284~Troy~AL~36081~Real Estate~Partner/General Partner~7/28/2015~0hrs~0hrs~None. Just owns a piece of property. Eventually will be some bookkeeping involved. 6) Pike County Republican Executive Committee~'NIR'~436 County Road 5516~Troy~AL~36081~Board Position/Officer~Other~1/24/2020~.25hrs~0hrs~The committee asked if I would be there Treasurer. I would make deposits and issue checks at the request of the Chairman. 7) HOOTENANNY PROPERTIES LLC POSITION: MEMBER NATURE: RENTAL PROPERTIES TO BE HELD IN THIS LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/14/2024 ADDRESS: 1223 South Brundidge Street, Troy AL 36081, United States DESCRIPTION: TAKE OF RENTAL INCOME AND EXPENSES

Exams

• S66 Uniform Combined State Law Examination
  2002-02-21
• S63 Uniform Securities Agent State Law Examination
  2000-04-05

Other Names

• Jeff Cotton
• Walter Jeffrey Jr Cotton
• Walter Jeffrey Cotton