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Joseph Scott Sindelar

Rothschild Investment LLC

Chicago, IL

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Current Employers
Rothschild Investment Llc

311 South Wacker Drive Suite 5900, Chicago, IL 60606-6677 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2020-06-04
  • IL RA
    APPROVED
    Since 2020-06-04

Branch Locations

311 South Wacker Drive Suite 5900, Chicago, IL 60606-6677 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lasalle Street Capital Management, Llc Chicago IL 12/2008 12/2019
Rothschild Investment Corporation Chicago IL 01/2020 Present
  • 12/2008 → 12/2019
    Lasalle Street Capital Management, Llc
    Chicago, IL
  • 01/2020 → Present
    Rothschild Investment Corporation
    Chicago, IL
Previous Registrations
  • 2012-04-17 → 2019-12-13
    Lasalle Street Capital Management, Llc
    Western Springs, IL
  • 2007-07-11 → 2009-02-05
    Chicago Asset Management Company Llc
    Chicago, IL
  • 2001-02-20 → 2007-07-27
    Chicago Asset Management Company
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-05-21
  • S65 Uniform Investment Adviser Law Examination
    1998-05-21

View on SEC IAPD

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