Brian Michael Derrico

Current Employers

Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2026-04-07
CA	RA	APPROVED	2018-09-14
TX	RA	APPROVED	2014-01-31

NC RA
APPROVED

Since 2026-04-07
CA RA
APPROVED

Since 2018-09-14
TX RA
APPROVED

Since 2014-01-31

Branch Locations

Charlotte, NC • United States

333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
American Funds	San Antonio	TX	12/2012	01/2022
American Funds	San Antonio	TX	01/2022	04/2023
Capital Group / Capital Client Group, Inc.	Los Angeles	CA	04/2023	Present
Bulldog Beach Properties, Llc Dba Ability Appliance Repair	Charlotte	NC	03/2021	Present

12/2012 → 01/2022

American Funds

San Antonio, TX
01/2022 → 04/2023

American Funds

San Antonio, TX
04/2023 → Present

Capital Group / Capital Client Group, Inc.

Los Angeles, CA
03/2021 → Present

Bulldog Beach Properties, Llc Dba Ability Appliance Repair

Charlotte, NC

Other Businesses

Name of the other business: (Applied for) Bulldog Beach Properties, LLC / Is the business Investment Related: No / The address of the other business: Charlotte, NC 28211 / The nature of the other business: Seasonal Beach House Rental (Professionally managed by Re/Max at The Beach @ Holden Beach, NC) / Your position/title: Manager / Start date: 4.08.21 / The number of hours/month you devote to the other business: 0 / The number of hours during securities trading hours:0 BULLDOG BEACH PROPERTIES, LLC DBA ABILITY APPLIANCE REPAIR POSITION: President NATURE: The LLC is a personal Beach Home that occasionally rents with a property manager. The DBA is a start up business that my wife Shannon Derrico will be operating. The nature of the Appliance Service is a referral business from manufacturer warranties and Shannon routes those leads to Technicians. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/11/2021 ADDRESS: NC, Charlotte NC 28203, United States DESCRIPTION: None... this is a personal vacation home that is occasionally be rented through a property manager. The DBA I have no involvement in other than funding. My wife Shannon Derrico will be operating the business.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-01-31
S63	Uniform Securities Agent State Law Examination	2013-02-01

S65 Uniform Investment Adviser Law Examination

2014-01-31
S63 Uniform Securities Agent State Law Examination

2013-02-01