Tracy A Reynolds

Current Employers

Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2013-02-14

NJ RA
APPROVED

Since 2013-02-14

Branch Locations

66 Hudson Boulevard Floors 3, 4, 5, 30, And Suites 2406, 2407, New York, NY 10001 • United States

Cranford, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Hsbc Securities (Usa) Inc.	New York	NY	09/2012	Present

09/2012 → Present

Hsbc Securities (Usa) Inc.

New York, NY

Other Businesses

Name of the business: Croft Properties, LLC Investment Related?: Real Estate Investment properties Address: 347 First Street, Westfield, NJ 07090 Nature of the business: LLC established for Real Estate Investing My position/Title: VP Relationship wiht the other business: Minimal Start Date: 2004 Number of hours per month spent on the business: 0 Number of hours during securities hours spent on the business: 0 Briefly describe relationship to the business: LLC established with my exhusband for real estate investing. He continues to be closely involved where my involvement is minimal. We also have a property manager. Originally, after divorcing, I planned to disolve the LLC but decided to keep it for our 2 children. We currenly own 2 town houses in NJ under the LLC.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-12-03
S63	Uniform Securities Agent State Law Examination	2001-01-12

S66 Uniform Combined State Law Examination

2012-12-03
S63 Uniform Securities Agent State Law Examination

2001-01-12

Other Names

Tracy A Reynolds
Tracy A Croft
Tracy A Croft

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