James Richard Beatty

Current Employers

Employment History

• 02/2003 → Present
  Lpl Financial Llc
  Bellevue, WA
• 11/2020 → Present
  Bensler, Llc - Dba: Scs
  Bellevue, WA

Other Businesses

1. 4/16/2007 - BENSLER, LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - TIME SPENT 10% - HEALTH INSURANCE/GROUP BENEFITS. 2. 3/4/2015 - NORTHWESTSCS - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Started 02/20/2015 - 160 Hours Per Month/140 Hours During Securities Trading. 3. 3/18/2015 - SCS - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/15/2014 - 160 Hours Per Month/140 Hours During Securities Trading. 4. 12/18/2020 - BENSLER, LLC - DBA: (Hybrid) SCS - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 12/07/2020 - 168 Hour Per Month During Securities Trading - I provide investment advisory services through SCS, an independent investment advisor firm. I started this business activity in 12/2020. I expect to spend approximately 168 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 3/31/2021 - Pro-Active wealth - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Started 02/16/2021 - 75 Hours Per Month/0 Hours During Securities Trading - Pro Active wealth owns 50% of Bensler LLC. 6. 01/12/2023 - SCS - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 12/07/2020 - 168 Hours Per Month/168 Hours During Securities Trading - I provide investment advisory services through SCS, an independent investment advisor firm. I started this business activity in 12/2020. I expect to spend approximately 168 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2004-01-14
• S63 Uniform Securities Agent State Law Examination
  1998-07-08

Other Names

• James Beatty