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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-01-20
CA RA APPROVED 2002-07-10
  • TX RA
    APPROVED_RES
    Since 2010-01-20
  • CA RA
    APPROVED
    Since 2002-07-10

Branch Locations

23 Corporate Plaza, Sute 242, Newport Beach, CA 92660 • United States

2855 Michelle Dr Ste 120, Irvine, CA 92606 • United States

Irvine, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Santa Ana CA 07/2002 Present
Previous Registrations
Other Businesses

(1) 10/17/2008: Opportunities for Orphans - Community, Civic and Charitable Board - Not Investment Related - At Reported Business Location(s) - 10% Time Spent - President of Charity (2) 09/17/2013: Tryon & Co. - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (3) 07/08/2016: No Business Name - Mortgage/Real Estate Services - Investment Related - 18022 Cowan, Suite 215 Irvine, CA 92614 - Start 05/10/2016 - 15 Hr/Mo; 0 Hours During Securities Trading - California Real Estate License (4) 08/17/2016: Agency One (will be appointed) - Non-Variable Insurance - Investment Related - 18022 Cowan Suite 215 Irvine, CA 92614 - Started 08/05/2016 - 5 Hr/Mo; 0 Hours During Securities Trading - INS Types: Life, Health, Disability, LTC, Fixed Annuities 5). 11/1/2018 - Harmony Financial Strategies - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date:10/11/2018 - 20 Hours Per Month/20 Hours During Trading. 6) 03/07/2025 - STARCARE - Investment Related - DBA for LPL Business (entity for LPL business) - Newport Beach, CA - Start Date:03/27/2025 - 72 Hrs/Mth - 20 Hrs During Trading. 7) 03/07/2025 - STARCARE Associates - Investment Related - DBA for LPL Business (entity for LPL business) - Newport Beach, CA - Start Date:03/27/2025 - 2 Hrs/Mth - 1 Hrs During Trading. 8) 03/11/2025 - JENNIFER AHERN - Investment Related - Newport Beach, CA - Non-Variable Insurance - Start Date:03/27/2025 - 2 Hrs/Mth - 1 Hrs During Trading. 9. 08/14/2025 - Other - Estate Planning Assistance - At reported business location(s) - Not Inv Rel - Start date: 08/5/2025 - 2 hrs/mnth 10. 08/26/2025 - Asset Plan Partners - DBA for LPL Business (entity for LPL business) - At reported business location(s) - Inv Rel - Start date: 08/25/2025 - 20 hrs/mnth 10 hrs during trading 11. 10/03/2025 - Nexpoint - Non-Variable Insurance - Inv Rel - At reported business location(s) - Inv Rel - Start date: 09/24/2025 - 5 hrs/mnth 5 hrs during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-12-16
S63 Uniform Securities Agent State Law Examination 1998-12-15
  • S65 Uniform Investment Adviser Law Examination
    1998-12-16
  • S63 Uniform Securities Agent State Law Examination
    1998-12-15
Other Names
  • Jennifer Marie Tryon

View on SEC IAPD

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