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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-04-02
  • TX RA
    APPROVED
    Since 2024-04-02

Branch Locations

Conroe, TX • United States

600 Portland Ave S, Minneapolis, MN 55415 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kestra Financial Services, Inc. Austin TX 04/2016 12/2020
Lpl Financial Fort Mill SC 02/2021 03/2024
Instacart San Francisco CA 07/2020 12/2020
Lisa Bember Designs Austin TX 07/2020 03/2024
Thrivent Investment Management Inc Minneapolis MN 04/2024 Present
Thrivent Financial Appleton WI 04/2024 Present
  • 04/2016 → 12/2020
    Kestra Financial Services, Inc.
    Austin, TX
  • 02/2021 → 03/2024
    Lpl Financial
    Fort Mill, SC
  • 07/2020 → 12/2020
    Instacart
    San Francisco, CA
  • 07/2020 → 03/2024
    Lisa Bember Designs
    Austin, TX
  • 04/2024 → Present
    Minneapolis, MN
  • 04/2024 → Present
    Thrivent Financial
    Appleton, WI
Previous Registrations
Other Businesses

DOORDASH POSITION: Dasher/Delivery Driver NATURE: Online food ordering and delivery from restaurants. Will only work outside my hours at Thrivent and not during trading hours. INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 0 START DATE: 10/20/2025 ADDRESS: 302 2nd Street, San Francisco CA 94107, United States DESCRIPTION: Pick up food delivery orders from selected restaurants and deliver to customers.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-02
S63 Uniform Securities Agent State Law Examination 1998-05-29
  • S66 Uniform Combined State Law Examination
    2007-02-02
  • S63 Uniform Securities Agent State Law Examination
    1998-05-29
Other Names
  • Heather Howland
  • Heather Allison Saul
  • Heather Alison Howland
  • Heather Alison Saul
  • Heather Howland Saul

View on SEC IAPD

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