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Thomas Gerard Castelli

Wells Fargo Clearing Services, LLC

Indianapolis, IN

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-03-13
IN RA APPROVED 2003-07-01
  • TX RA
    APPROVED_RES
    Since 2017-03-13
  • IN RA
    APPROVED
    Since 2003-07-01

Branch Locations

8888 Keystone Crossing Ste 700, Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Indianapolis IN 05/2009 11/2016
Wells Fargo Clearing Services, Llc Indianapolis IN 11/2016 Present
Previous Registrations
  • 1999-01-14 → 2003-07-01
    Prudential Equity Group, Llc
    Indianapolis, IN
Other Businesses

RENTAL PROPERTY - 33400 ; INV RELATED;SOLON,OH; 50% OWNERSHIP; START DATE: 03/31/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-07-02
S63 Uniform Securities Agent State Law Examination 1998-06-19
  • S65 Uniform Investment Adviser Law Examination
    1998-07-02
  • S63 Uniform Securities Agent State Law Examination
    1998-06-19

View on SEC IAPD

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