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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-10-13 |
| TX | RA | APPROVED_RES | 2017-08-30 |
Branch Locations
555 California St Pbig - San Francisco, San Francisco, CA 94104 • United States
Tiburon, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | San Francisco | CA | 08/2013 | 08/2017 |
| Jpmorgan Chase Bank Na | San Francisco | CA | 08/2013 | 08/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Francisco | CA | 08/2017 | Present |
| Bank Of America, N.A. | San Francisco | CA | 08/2017 | Present |
I*3276265, Entity Type: , Name of OBA: A V C AND M E C JTWROS , Address: Tiburon, California, 94920, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 12/05/2025, No Hours: 10 Yearly, No Hours during Trading: 10 Yearly, Duties: I*3277265, Entity Type: , Name of OBA: MLPF& S CUST FPO M E C RRA FBO M, Address: Tiburon, California, 94920, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 12/05/2025, No Hours: 10 Yearly, No Hours during Trading: 10 Yearly, Duties: I*3277266, Entity Type: , Name of OBA: MLPF& S CUST FPO A V C RRA FBO A V C, Address: Tiburon, California, 94920, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 12/05/2025, No Hours: 10 Yearly, No Hours during Trading: 10 Yearly, Duties: I*3278264, Entity Type: , Name of OBA: MLPF& S CUST FPO M E C IRA FBO M, Address: Tiburon, California, 94920, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 12/05/2025, No Hours: 10 Yearly, No Hours during Trading: 10 Yearly, Duties: I*3278265, Entity Type: , Name of OBA: MLPF& S CUST FPO A V C IRA FBO A V C, Address: Tiburon, California, 94920, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 12/05/2025, No Hours: 10 Yearly, No Hours during Trading: 10 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-10-12 |
| S63 | Uniform Securities Agent State Law Examination | 2005-05-27 |
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