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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-10-13
TX RA APPROVED_RES 2017-08-30
  • CA RA
    APPROVED
    Since 2017-10-13
  • TX RA
    APPROVED_RES
    Since 2017-08-30

Branch Locations

555 California St Pbig - San Francisco, San Francisco, CA 94104 • United States

Tiburon, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc San Francisco CA 08/2013 08/2017
Jpmorgan Chase Bank Na San Francisco CA 08/2013 08/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Francisco CA 08/2017 Present
Bank Of America, N.A. San Francisco CA 08/2017 Present
  • 08/2013 → 08/2017
    J.P. Morgan Securities Llc
    San Francisco, CA
  • 08/2013 → 08/2017
    Jpmorgan Chase Bank Na
    San Francisco, CA
  • 08/2017 → Present
    San Francisco, CA
  • 08/2017 → Present
    Bank Of America, N.A.
    San Francisco, CA
Other Businesses

I*3276265, Entity Type: , Name of OBA: A V C AND M E C JTWROS , Address: Tiburon, California, 94920, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 12/05/2025, No Hours: 10 Yearly, No Hours during Trading: 10 Yearly, Duties: I*3277265, Entity Type: , Name of OBA: MLPF& S CUST FPO M E C RRA FBO M, Address: Tiburon, California, 94920, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 12/05/2025, No Hours: 10 Yearly, No Hours during Trading: 10 Yearly, Duties: I*3277266, Entity Type: , Name of OBA: MLPF& S CUST FPO A V C RRA FBO A V C, Address: Tiburon, California, 94920, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 12/05/2025, No Hours: 10 Yearly, No Hours during Trading: 10 Yearly, Duties: I*3278264, Entity Type: , Name of OBA: MLPF& S CUST FPO M E C IRA FBO M, Address: Tiburon, California, 94920, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 12/05/2025, No Hours: 10 Yearly, No Hours during Trading: 10 Yearly, Duties: I*3278265, Entity Type: , Name of OBA: MLPF& S CUST FPO A V C IRA FBO A V C, Address: Tiburon, California, 94920, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 12/05/2025, No Hours: 10 Yearly, No Hours during Trading: 10 Yearly, Duties:

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-10-12
S63 Uniform Securities Agent State Law Examination 2005-05-27
  • S65 Uniform Investment Adviser Law Examination
    2017-10-12
  • S63 Uniform Securities Agent State Law Examination
    2005-05-27
Other Names
  • Thomas Daniel Catanese
  • Thomas Catanese

View on SEC IAPD

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