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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-09-28 |
| TX | RA | APPROVED | 2022-09-27 |
Branch Locations
555 California St 34Th, 36Th & 46Th Floors, San Francisco, CA 94104 • United States
San Francisco, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley & Co., Inc. | San Francisco | CA | 04/2007 | 09/2022 |
| Morgan Stanley | San Francisco | CA | 06/2009 | 09/2022 |
| Ubs Financial Services Inc. | San Francisco | CA | 09/2022 | Present |
SEN5ES; 07/2014; OWNER; HOME BAKED GOODS; 0 DURING 4 OUTSIDE BUSINESS HOURS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-08-13 |
| S63 | Uniform Securities Agent State Law Examination | 2002-02-01 |
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