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James Howard Stewart

Mai Capital Management, LLC

Gaithersburg, MD

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Current Employers
Mai Capital Management, Llc

6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2025-09-11
TX RA APPROVED 2025-09-02
MD RA APPROVED 2025-01-06
  • LA RA
    APPROVED
    Since 2025-09-11
  • TX RA
    APPROVED
    Since 2025-09-02
  • MD RA
    APPROVED
    Since 2025-01-06

Branch Locations

18 East Diamond Ave, Gaithersburg, MD 20877 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Carmichael Hill Rockville MD 08/1993 Present
  • 08/1993 → Present
    Carmichael Hill
    Rockville, MD
Previous Registrations
  • 1999-01-01 → 2024-12-12
    Carmichael Hill & Associates Inc
    Gaithersburg, MD
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-04-21
  • S65 Uniform Investment Adviser Law Examination
    1998-04-21
Designations

View on SEC IAPD

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SHERMAN WEALTH MANAGEMENT LLC · GAITHERSBURG, MD
PRIVATE CLIENT SERVICES, LLC · Gaithersburg, MD
COMMONWEALTH FINANCIAL NETWORK · Gaithersburg, MD
PFS INVESTMENTS INC. · GAITHERSBURG, MD
TRANSAMERICA FINANCIAL ADVISORS, LLC · GAITHERSBURG, MD
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