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Vincent Robert Spaniolo

Eagle Strategies LLC

Grand Rapids, MI

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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-12-10
  • MI RA
    APPROVED
    Since 2010-12-10

Branch Locations

333 Bridge Street Nw Suite 600, Grand Rapids, MI 49504 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities Llc Grand Rapids MI 12/1998 Present
Eagle Stratregies Llc Grand Rapids MI 12/2009 Present
New York Life Insurance Co Grand Rapids MI 03/2015 Present
  • 12/1998 → Present
    Nylife Securities Llc
    Grand Rapids, MI
  • 12/2009 → Present
    Eagle Stratregies Llc
    Grand Rapids, MI
  • 03/2015 → Present
    New York Life Insurance Co
    Grand Rapids, MI
Other Businesses

[GRAND VALLEY STATE UNIVERSITY SIEDMAN FINANCE DEPARTMENT ADVISORY BOARD; BOARD MEMBER; NON INVESTMENT RELATED; START DATE 02/2014; GVSU SEIDMAN COLLEGE OF BUSINESS 50 FRONT AVE SW GRAND RAPIDS MI 49504; 1 HR PER MONTH AND DURING SECURITIES HOURS; ADVISORY CAPACITY] [V&K Holdings, LLC; Passive ownership of a LLC holding real-estate and building spec homes; owner; investment related; start date 01/2019; no time on activity] [Lambrix LLC; Created a LLC with my Brother and Sister In Law to purchased family hunting property; 4573 Caspian Drive Hudsonville MI 49426; Start Date 01/2022; Role/Title: Owner; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours;property management]

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-05-08
  • S63 Uniform Securities Agent State Law Examination
    1998-05-08

View on SEC IAPD

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