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963 Highland Avenue, Dunedin, FL 34698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MS | RA | APPROVED | 2025-10-31 |
Branch Locations
Hattiesburg, MS • United States
963 Highland Avenue, Dunedin, FL 34698 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regions Bank | Hattiesburg | MS | 10/2001 | 01/2021 |
| Cetera Investment Services Llc | St.CLoud | MN | 02/2014 | 01/2021 |
| Cetera Investment Advisers Llc | Hattiesburg | MS | 02/2014 | 01/2021 |
| Hancock Whitney Investment Services, Inc. | Hattiesburg | MS | 01/2021 | 08/2022 |
| Hancock Whitney Bank | Hattiesburg | MS | 01/2021 | 07/2025 |
| Cetera Investment Services Llc | St Cloud | MN | 08/2022 | 07/2025 |
| Cetera Investment Advisers Llc | Hattiesburg | MS | 08/2022 | 07/2025 |
| Client 1St Advisory Group | Dunedin | FL | 10/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-07-11 |
| S63 | Uniform Securities Agent State Law Examination | 1999-12-14 |
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