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Current Employers
Client 1St Advisory Group

963 Highland Avenue, Dunedin, FL 34698 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2025-10-31
  • MS RA
    APPROVED
    Since 2025-10-31

Branch Locations

Hattiesburg, MS • United States

963 Highland Avenue, Dunedin, FL 34698 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Regions Bank Hattiesburg MS 10/2001 01/2021
Cetera Investment Services Llc St.CLoud MN 02/2014 01/2021
Cetera Investment Advisers Llc Hattiesburg MS 02/2014 01/2021
Hancock Whitney Investment Services, Inc. Hattiesburg MS 01/2021 08/2022
Hancock Whitney Bank Hattiesburg MS 01/2021 07/2025
Cetera Investment Services Llc St Cloud MN 08/2022 07/2025
Cetera Investment Advisers Llc Hattiesburg MS 08/2022 07/2025
Client 1St Advisory Group Dunedin FL 10/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-07-11
S63 Uniform Securities Agent State Law Examination 1999-12-14
  • S66 Uniform Combined State Law Examination
    2003-07-11
  • S63 Uniform Securities Agent State Law Examination
    1999-12-14

View on SEC IAPD

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