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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-03-06
TX RA APPROVED_RES 2017-12-04
IN RA APPROVED 1998-12-14
  • NJ RA
    APPROVED
    Since 2024-03-06
  • TX RA
    APPROVED_RES
    Since 2017-12-04
  • IN RA
    APPROVED
    Since 1998-12-14

Branch Locations

409 E Cook Rd Ste 300, Fort Wayne, IN 46825 • United States

1763 Marlton Pike E Ste 300, Cherry Hill, NJ 08003 • United States

2260 Oakmont Way Ste 5, Eugene, OR 97401-5524 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Fort Wayne IN 09/2005 03/2020
Ameriprise Financial Services, Llc Fort Wayne IN 03/2020 Present
Other Businesses

Business Ownership; Practice Management Associates LLC; Advisor; Practice Operations and Management of Ameriprise Practice; 409 Eas Cook Road, Suite 300, , Fort Wayne, IN, 46825; Investment-Related; 01/01/2018; 10 to 19 hours per month; 10 to 19 during trading hours / 924 LLC; Oversee and manage Financial Planning Practice; Oversee and manage Financial Planning Practice; 409 East Cook Road, , Fort Wayne, IN, 46825; Not Investment-Related; 03/21/2022; 1 to 9 hours per month; 1 to 9 during trading hours / Phileo Management, LLC; Co-owner; Manage Ameriprise Business; 409 East Cook Road, Suite 300, Fort Wayne, IN, 46825; Investment-Related; 02/23/2024; 1 to 9 hours per month; 1 to 9 during trading hours / Accelerent Business Services, LLC; Consult, Idea Generation, Lead; Plan production business for Ameriprise Financial Advisors. We'll expand offerings to add training and consulting.; 1496 Pop Court, Suite 3, , Chesterton, IN, 46304; Not Investment-Related; 01/01/2022; 1 to 9 hours per month; 1 to 9 during trading hours / Narrow Gate Management; Co-owner; Manage Ameriprise Business; 409 East Cook Road, Suite 300, Fort Wayne, IN, 46825; Investment-Related; 07/16/2026; 10 to 19 hours per month; 10 to 19 during trading hours. Outside Employment; Larson Consulting; NA - Consultant; ; 409 East Cook Road, , Fort Wayne, IN, 46825; Not Investment-Related; 07/01/2020; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-07-09
  • S63 Uniform Securities Agent State Law Examination
    1998-07-09

View on SEC IAPD

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