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Current Employers
Kovack Advisors, Inc.

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2008-01-23
  • TN RA
    APPROVED
    Since 2008-01-23

Branch Locations

Knoxville, TN • United States

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kovack Securities, Inc Fort Laud. FL 01/2008 Present
Kovack Advisors, Inc Fort Laud. FL 01/2008 Present
  • 01/2008 → Present
    Kovack Securities, Inc
    Fort Laud., FL
  • 01/2008 → Present
    Fort Laud., FL
Previous Registrations
  • 2005-10-14 → 2008-01-23
    Raymond James Financial Services, Inc.
    Longboat Key, FL
    Knoxville, TN
    Longboat Key, FL
    Longboat Key, FL
    Longboat Key, FL
  • 2000-08-08 → 2005-10-07
    Brandeton, FL
Other Businesses

DBA-"DEMARIA FINANCIAL SERVICES". 1) BCBS OF TENNESSEE - HEALTH INSURANCE, APPOINTED INSURANCE AGENT, 1% OF TIME SPENT, COMPENSATED BY COMMISSION. 2) SEEKINGAPLHA.COM - 9310 SWAY BRANCH LANE, KNOXVILLE, TN 37922; PUBLISHING; WRITER; NON-RESEARCH ARTICLES TO INFORM CLIENTS AND PROSPECTS ABOUT MANAGING MONEY AND MARKET ENVIRONMENT; <1% OF TIME SPENT. 3) ANTHEM OHIO -4266 RIDGE WATER RD, LENOIR CITY, TN 37777; NON-INVESTMENT RELATED; HEALTH INSURANCE; BROKER; 1-5% OF TIME SPENT. 4) SAULVED - 9310 SWAY BRANCH LANE, KNOXVILLE, TN 37922; NON-INVESTMENT RELATED; BUSINESS TECHNOLOGY; PARTNER/FOUNDER; 5-10% OF TIME SPENT. 5) FAMILY REAL ESTATE - 882 CLEVELAND STREET, ELYRIA, OH 44035; NON-INVESTMENT RELATED; FAMILY REAL ESTATE AND APT. RENTALS; TBD TITLE; LESS THAN 1% OF TIME SPENT.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-05-25
S63 Uniform Securities Agent State Law Examination 1998-06-19
  • S66 Uniform Combined State Law Examination
    2000-05-25
  • S63 Uniform Securities Agent State Law Examination
    1998-06-19

View on SEC IAPD

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