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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-06-24
  • AZ RA
    APPROVED
    Since 2026-06-24

Branch Locations

Prescott, AZ • United States

2201 E Camelback Rd Ste 400, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 06/1998 Present
Northwestern Mutual Investment Services, Llc Chicago IL 10/1998 07/2026
Northwestern Mutual Wealth Management Company Milwaukee WI 11/2009 Present
Northwestern Mutual Investment Services Llc Phoenix AZ 07/2026 Present
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 100% OWNER, JPRJR ENTERPRISES, LLC, LEGAL ENTITY, START DATE: 1/1/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, THIS WILL BE AN ENTITY CREATED AS AN LLC, TAXABLE AS AN S-CORP, IN THE BROADER CONTEXT OF AN ENSEMBLE BEING CREATED, AS ADVISED BY FP TRANSITIONS 3. 27.34% OWNER, RWR MANAGEMENT, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 1/1/2022, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-12-16
S63 Uniform Securities Agent State Law Examination 1999-05-13
  • S66 Uniform Combined State Law Examination
    2005-12-16
  • S63 Uniform Securities Agent State Law Examination
    1999-05-13

View on SEC IAPD

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