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Current Employers
Rigden Capital Strategies

384 Inverness Pkwy Suite 240, Englewood, CO 80112 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-03-30
KS RA APPROVED 2025-11-18
  • CO RA
    APPROVED
    Since 2026-03-30
  • KS RA
    APPROVED
    Since 2025-11-18

Branch Locations

Overland Park, KS • United States

384 Inverness Pkwy Suite 240, Englewood, CO 80112 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Keen Wealth Advisors Overland Park KS 08/2025 11/2025
Rigden Capital Strategies Denver CO 11/2025 Present
Cetera Investment Advisers Llc Overland Park KS 06/2024 08/2025
Cetera Wealth Services, Llc Overland Park KS 06/2024 08/2025
Neil Connolly Wealth Planningcounsel Llc Overland Park KS 01/2024 08/2025
Commonwealth Financial Network Overland Park KS 01/2024 06/2024
Infinitas Advisors Overland Park KS 01/2024 06/2024
Charles Schwab & Co., Inc. Overland Park KS 01/2022 01/2024
Charles Schwab Bank, Ssb Overland Park KS 01/2022 01/2024
Td Ameritrade, Inc. Denver CO 07/2005 12/2023
Td Ameritrade Investmentmanagement, Llc Leawood KS 05/2006 09/2023
Td Ameritrade, Inc. Leawood KS 09/2005 10/2022
  • 08/2025 → 11/2025
    Overland Park, KS
  • 11/2025 → Present
    Denver, CO
  • 06/2024 → 08/2025
    Overland Park, KS
  • 06/2024 → 08/2025
    Cetera Wealth Services, Llc
    Overland Park, KS
  • 01/2024 → 08/2025
    Neil Connolly Wealth Planningcounsel Llc
    Overland Park, KS
  • 01/2024 → 06/2024
    Overland Park, KS
  • 01/2024 → 06/2024
    Infinitas Advisors
    Overland Park, KS
  • 01/2022 → 01/2024
    Overland Park, KS
  • 01/2022 → 01/2024
    Charles Schwab Bank, Ssb
    Overland Park, KS
  • 07/2005 → 12/2023
    Td Ameritrade, Inc.
    Denver, CO
  • 05/2006 → 09/2023
    Td Ameritrade Investmentmanagement, Llc
    Leawood, KS
  • 09/2005 → 10/2022
    Td Ameritrade, Inc.
    Leawood, KS
Previous Registrations
  • 2025-08-13 → 2025-11-18
    Overland Park, KS
  • 2024-06-28 → 2025-08-08
    Overland Park, KS
  • 2024-01-23 → 2024-07-03
    Overland Park, KS
  • 2022-01-10 → 2024-01-10
    Kansas City, MO
    Lone Tree, CO
    Leawood, KS
    Lone Tree, CO
  • 2006-05-17 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Greenwood Village, CO
    Denver, CO
    Kansas City, MO
    Leawood, KS
  • 2005-09-01 → 2022-10-14
    Td Ameritrade, Inc.
    Greenwood Village, CO
    Denver, CO
    Boulder, CO
    Leawood, KS
    Kansas City, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-25
S63 Uniform Securities Agent State Law Examination 2000-03-06
  • S66 Uniform Combined State Law Examination
    2005-08-25
  • S63 Uniform Securities Agent State Law Examination
    2000-03-06
Designations
Other Names
  • Neil J Connolly

View on SEC IAPD

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