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601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2019-01-16 |
Branch Locations
7896 Bennington Drive, West Chester, OH 45241 • United States
601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2017-06-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Legend Equities Corporation | Palm Beach Gardens | FL | 11/2010 | 01/2017 |
| Lincoln Investment | Cincinnati | OH | 01/2017 | Present |
Affluent Capital Management, Inc. Position: President Nature: Tax/Accounting Purposes, Marketing Investment Related: No # of Hours: 1 Securities Trading Hours: 1 Start Date: 6/19/2020 Address: 4832 Cooper Road Cincinnati, Ohio 45242 Description: DBA for Lincoln business. Journaling personal compensation through the entity for tax/accounting purposes.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-03-29 |
| S63 | Uniform Securities Agent State Law Examination | 2001-04-26 |
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