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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2007-03-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 06/2005 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 06/2005 | Present |
1. VITA (Volunteer Income Tax Assistance) Program Volunteer. Located At: 9876 Garden Grove Blvd. Ste 104, Garden Grove, CA 92844. 2. Outside Fixed Business. 3. Entity Tax Preparer with Alleviate Tax. Located at: 5 Park Plaza, Suite 800, Irvine, CA 92614. Preparation of Business Taxes
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-03-06 |
| S63 | Uniform Securities Agent State Law Examination | 1998-06-01 |
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