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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2004-07-29 |
| OK | RA | APPROVED | 1998-12-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Tulsa | OK | 07/1998 | Present |
| Bank Of America, Na | Tulsa | OK | 01/2010 | Present |
I*27395 ENTITY TYPE: HOA, FREEHOLD, CO-OP NAME OF OUTSIDE BUSINESS ORGANIZATION: BECKETT RIDGE HOMEOWNER'S ASSOCIATION INVESTMENT RELATED: NO ADDRESS OF BUSINESS: JENKS, OK 74037 POSITION, TITLE, ASSOCIATION: OFFICER START DATE OF RELATIONSHIP: 1/1/2009 NUMBER OF HOURS DEVOTED: 1 HOUR MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: OFFICER DIRECTOR/BOARD MEMBER MAINTENANCE AND BEAUTIFICATION OF NEIGHBORHOOD I*2215405, Entity Type: Fiduciary role Name of OBA: T L D, Address: Jenks, Oklahoma, 74037, Investment Related: No, Position, Title, Association: Power of Attorney, Employee State Date: 03-Mar-2025, No Hours: 0.5 Yearly, No Hours during Trading: 0 Duties: Power of Attorney for Spouse I*: 2593264 Entity Type:For Profit Name of OBA: Rusty Hook Properties, LLC Address: Bristow, OK 74010 Investment Related: No Position, Title, Association: Member owner Employee Start Date: 8/1/2025 Number of Hours: 5 hrs mthly Number of Hours during trading: 0 Duties: My wife and I own 55 acres of farmland 30 miles outside of Tulsa, OK. We've had this property for 12 years. There is no income coming from this property. From a liability perspective, we would like to move this property into a limited liability corporation (LLC) structure. Ongoing maintenance of the acreage.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-10-09 |
| S63 | Uniform Securities Agent State Law Examination | 1998-05-26 |
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