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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-21
PA RA APPROVED 2024-11-14
  • TX RA
    APPROVED_RES
    Since 2025-01-21
  • PA RA
    APPROVED
    Since 2024-11-14

Branch Locations

Point Pleasant, PA • United States

2700 Kelly Road Suite 100D, Warrington, PA 18976 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America Chalfont PA 06/2011 Present
Pruco Securities, Llc. Chalfont PA 06/2011 11/2024
Lpl Enterprise, Llc Warrington PA 11/2024 Present
Previous Registrations
  • 2011-07-07 → 2024-11-14
    Warrington, PA
  • 2007-09-04 → 2011-06-29
    Msi Financial Services, Inc.
    Lansdale, PA
Other Businesses

1) 10/22/2024- Self- Non-Variable Insurance- Currently receiving renewal commission for one group health contract from JS benefits. I have no other company appointments at this time.- INV Related- At Warrington, PA- Start date 08/15/2024- 1 HRS MTH- 0 HRS During Trading 2) 08/16/2024- One Lane Bridge- Artist/ Musician- Play music in local bars for a small fee or for free food or beer and split amongst 5 band members- Not INV Related- At Warrington, PA- Start date 08/15/2024- 5 HRS MTH- 0 HRS During Trading 3) 08/16/2024- station 41- Non-profit volunteer (not on board)- We recieve $5 per call to cover gas for marine rescue, fire calls and other miscellaneous calls in which the fire company is asked to respond- Not INV Related- At Warrington, PA- Start date 08/15/2024- 10 HRS MTH- 0 HRs During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-06-12
S63 Uniform Securities Agent State Law Examination 1998-05-19
  • S66 Uniform Combined State Law Examination
    2003-06-12
  • S63 Uniform Securities Agent State Law Examination
    1998-05-19

View on SEC IAPD

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